Last Updated: September 2023 (Tifton, GA)
Giasamis “James” Sideris Investigation Summary
Here’s what you need to know about Brooklyn, NY, stockbroker Giasamis “James” Sideris:
- Name: Mr. Giasamis Sideris
- Current Employer: Not currently registered with FINRA
- Previous Firms: Arive Capital Markets, J.P. Turner & Co., Alexander Capital Management
- Function: Former Stock Broker/ Financial Advisor
- Aliases: James Sideris
- Primary Location: Brooklyn, NY
- CRD 2416713
- Can Giasamis “James” Sideris be sued in FINRA arbitration: Yes
- Sanctioned by Securities Regulator: Yes
- Highest Settlement $36,000
- Pending Customer Dispute Seeks Damages of $453,406
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Giasamis “James” Sideris As Your Stockbroker?
In 11/2022 a customer of Arive Capital Markets filed a FINRA arbitration alleging that Giasamis “James” Sideris failed to supervise a registered representative and is seeking damages of $453,406. This matter is currently pending.
IN 6/2004, while employed by J.P. Turner & Co. , the Vermont Department of Banking, Insurance, Securities and Health Care censured Sideris and fined him $20,000 for failing to supervise a registered representative.
Allegations of Broker Misconduct Against Giasamis “James” Sideris
Customers of Giasamis “James” Sideris have alleged the following wrongdoing in connection with the handling of customer accounts:
- Failure to Supervise
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Giasamis “James” Sideris, contact us for a complimentary consultation with an experience securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
