Last Updated: January 2024 (Carlsbad, CA)
Ian Geeves Investigation Summary
Here’s what you need to know about Carlsbad, CA, stockbroker Ian Geeves:
- Name: Mr. Ian A. Geeves
- Current Employer: Not currently registered with FINRA
- Previous Firms: Vanderbilt Securities, LPL Financial, U.S. Bancorp Investments
- Function: Stock Broker/ Financial Advisor
- Aliases: Ian Geeves
- Primary Location: Carlsbad, CA
- CRD 5328479
- Can Ian Geeves be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Pending Customer Dispute Seeks Damages of $400,000
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Ian Geeves As Your Stockbroker?
A customer of LPL Financial made a claim in 9/2023 alleging that Ian Geeves stole and misappropriated her funds and represented that she had an account with LPL Financial when she did not.
Investigations involving Theft and Misappropriation of Customer Funds
Allegations of Broker Misconduct Against Ian Geeves
Customers of Ian Geeves have alleged the following wrongdoing in connection with the handling of customer accounts:
- Stole funds
- Led customer to believe she had an account with LPL Financial when she did not
Investigation of LPL Financial and LPL Brokers
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Ian Geeves, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
