Last Updated: March 2025 | Los Gatos, CA
James B. Cross Investigation Summary
Here’s what you need to know about Los Gatos, CA, stockbroker James B. Cross:
- Name: Mr. James Burchett Cross
- Current Status: Not currently registered
- Prior Employers:
- Charles Schwab & Co., Inc. (02/2024 – 07/2024)
- Commerce Brokerage Services, Inc. (09/2023 – 02/2024)
- Moreton Capital Markets, LLC (02/2021 – 05/2022)
- Several other firms dating back to 2000, including Robert W. Baird & Co. and Wells Fargo Brokerage Services
- Function: Stockbroker / Financial Advisor
- Alias: Chett Cross
- Primary Location: Los Gatos, CA
- CRD Number: 2186080
- Can James Cross be sued in FINRA arbitration? Yes
- Sanctioned by FINRA? Yes
- FINRA Disciplinary Action: Yes
If you’ve sustained damages from Mr. Cross, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With James Cross As Your Stockbroker?
FINRA suspended James Cross indefinitely from association with any FINRA-member firm on February 5, 2025, for failing to comply with an arbitration award or settlement agreement.
- Allegation: Failure to comply with an arbitration award or settlement agreement and failure to respond to a FINRA request for compliance status
Under FINRA Rule 9554, brokers are required to comply with arbitration awards unless they have a valid reason for nonpayment, such as bankruptcy. Cross’s failure to comply resulted in an industry suspension.
Recover Your Investment Losses Now With Rex Securities Law
See this for information on our other investigations of Schwab brokers
If you have suffered investment losses in an account handled by James Cross, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.