Charles Schwab

  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Charles Schwab Broker Javier A. Trevino
Rex Securities Law Investment Fraud Attorney Investigates Charles Schwab Broker Javier A. Trevino 150 150 Robert Rex, Esq.

Last Updated:  September 2023 (Austin, Texas) Javier Trevino Investigation Summary Here’s what you need to know about Austin, Texas, stockbroker Javier A. Trevino: Name:  Mr. Javier Agustin Trevino Current Employer: …

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  • Robert Rex, Esq.

Matthew Nekuza-Former Charles Schwab Broker -Permanently Barred From Securities Industry- Fort Worth, TX
Matthew Nekuza-Former Charles Schwab Broker -Permanently Barred From Securities Industry- Fort Worth, TX 150 150 Robert Rex, Esq.

February 2021 – Fort Worth, TX According to publicly available records  Matthew B. Nekuza (CRD#6332114), a  former stockbroker who last worked for Charles Schwab & Co. Inc.,  has been permanently barred…

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  • Robert Rex, Esq.

Omar Richardson-Charles Schwab Broker-Discloses Pending Customer Suit-Austin, TX
Omar Richardson-Charles Schwab Broker-Discloses Pending Customer Suit-Austin, TX 150 150 Robert Rex, Esq.

January 2019 – Austin, TX According to publicly available records  Omar Charles Richardson , a stockbroker who is currently registered with  Charles Schwab & Co., Inc., discloses  a pending customer dispute The…

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  • Robert Rex, Esq.

Texas State Securities Board Fines Charles Schwab & Co. $95,000
Texas State Securities Board Fines Charles Schwab & Co. $95,000 150 150 Robert Rex, Esq.

  September 2016- Austin, Texas Charles Schwab & Co. entered into a Consent Order with the Texas State Securities Board (TSSB) and agreed to pay an administrative fine of $95,000 as…

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