Last Updated: August 2025 — Coral Gables, Florida
Here’s what you need to know about Coral Gables, FL, stockbroker Janet Franco Gordon:
- Name: Janet Franco Gordon
- CRD Number: 1114409
- Current Employer: Raymond James & Associates, Inc.
- Function: Stockbroker / Financial Advisor
- Prior Employers: Morgan Stanley, Citigroup Global Markets Inc., Drexel Burnham Lambert Incorporated
- Alias: Janet Franco, Janet Frnco
- Primary Location: Coral Gables, FL
- Can Janet Franco Gordon be sued in FINRA arbitration? Yes
- Sanctioned by FINRA? Yes
- Pending Customer Dispute Amount: $1,475,256
If you’ve sustained damages from Ms. Gordon, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Janet Franco Gordon As Your Stockbroker?
In May 2025, a customer of Morgan Stanley Smith Barney filed a FINRA arbitration case (Case No. 25-01088) alleging that Janet Franco Gordon recommended the client establish a line of credit at Morgan Stanley to fund an outside investment. The claim alleges this advice was not in the client’s best interest and seeks $1,475,256 in damages.
Earlier in her career, in September 1993, Ms. Gordon consented to a regulatory action by the National Association of Securities Dealers (NASD). The regulatory sanction involved allegations that she:
- Purchased shares of a new issue that traded at a premium in the immediate aftermarket, violating the NASD Free-Riding and Withholding Interpretation (Article III, Sections 1 and 28 of the Rules of Fair Practice).
- Engaged in a private securities transaction through another member firm without providing prior written notice or obtaining approval from her employer.
Ms. Gordon was censured and fined $13,000, which she paid on October 25, 1993.
Allegations of Broker Misconduct Against Janet Franco Gordon
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- Inappropriate recommendation to establish a line of credit for outside investment
Recover Your Investment Losses Now With Rex Securities Law
Other Investigations of Raymond James Advisors
If you have suffered investment losses in an account handled by Janet Franco Gordon, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis, meaning that you do not pay legal fees unless we are successful.