Last Updated: October 2025 — Graham, NC
Here’s what you need to know about Graham, NC stockbroker Jason Cook:
- Name: Jason Christopher Cook
- Current Employer: Berthel, Fisher & Company Financial Services, Inc. (registered since 01/03/2006) — branch: 208 S. Marshall Street, Graham, NC 27253. Also registered as an Investment Adviser Representative with BFC Planning, Inc. (since 11/07/2018).
- Prior Firms: Raymond James Financial Services, Inc. (01/2005–01/2006); Princor Financial Services Corporation (03/2001–01/2005).
- Other Business Affiliations: Stokes Cook Wealth Management (DBA; securities & insurance); ALCO Investment Club; Alamance County Chamber of Commerce; Bingham Masonic Lodge; Burlington Shrine Club; Graham Area Business Association; Graham Fire Department (volunteer fireman); rental properties owner; JAYJAC LLC (real estate & agriculture investments); Cook and Foust Properties LLC (real estate).
- CRD number: 4349388.
- Stockbroker / Financial Advisor: Yes
- Can Broker be Sued in FINRA: Yes
- Highest Award or Settlement: $125,000
If you’ve sustained damages from Mr. Cook, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Jason C. Cook As Your Stockbroker?
Jason Cook’s BrokerCheck report lists three customer disputes, each resolved by settlement:
- FINRA Case No. 23-01266 (filed 05/2023) — Alleged unsuitable and misrepresented investments from 2010–2017 and firm failure to supervise/due diligence (product types: Oil & Gas; Real Estate Securities). Settled for $27,650
- FINRA Case No. 22-01002 (filed 05/2022) — Alleged unsuitable and misrepresented recommendations and failure to supervise/due diligence (products: Variable Annuity; DPP/LP Interests; Oil & Gas; Real Estate Securities). Settled for $125,000
- FINRA Case No. 21-03132 (filed 12/30/2021) — Alleged over-concentration in non-traded REITs and LPs, unsuitability/misrepresentation, and failure to supervise/training/due diligence (products: DPP/LP Interests; Real Estate Securities). Settled for $92,500
Allegations of Broker Misconduct Against Jason Christopher Cook
- Unsuitability / Over-Concentration in alternative investments such as non-traded REITs, LPs, oil & gas programs
- Misrepresentation / Omission of Material Risks
- Failure to Supervise
Registration, Exams, and Background Snapshot
- Current registrations: FINRA (General Securities Representative; General Securities Principal) and state registrations including NC, SC, GA, VA, FL, PA; also Investment Adviser Representative with BFC Planning, Inc. in North Carolina.
- Industry exams passed: Series 24 (08/17/2006); Series 7 (07/28/2005); Series 6 (03/06/2001); SIE (10/01/2018); Series 63 (02/17/2001); reports Certified Financial Planner designation.
Recover Your Investment Losses Now With Rex Securities Law
Investigations of Berthel Fisher brokers
If you have suffered investment losses in an account handled by Jason Christopher Cook, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis, meaning that you do not pay legal fees unless we are successful.