Last Updated: November 2023 (Alpharetta, GA)
Jason Laferla Investigation Summary
Here’s what you need to know about Alpharetta, GA, stockbroker Jason Laferla:
- Name: Mr. Jason Scott Laferla
- Current Employer: Finalis Securities LLC
- DBA: Modern Asset Partners
- Previous Firms: None
- Function: Stock Broker/ Financial Advisor
- Aliases: Jason Laferla
- Primary Location: Alpharetta, GA
- CRD 33257437
- Can Jason Laferla be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Discloses Outstanding Tax Liens: Yes
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Jason Laferla Discloses Tax Liens
Jason Laferla discloses two currently outstanding tax liens:
- 5/2022-Fulton County State court, $182,875-tax.
- 11/2020-Fulton County Georgia Federal Court, $416,091-tax.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Jason Laferla, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
