Last Updated: November 2023 (Minneapolis, MN)
Jason Plucinak Investigation Summary
Here’s what you need to know about Minneapolis, MN, stockbroker Jason Plucinak:
- Name: Mr. Jason William Plucinak
- Current Employer: Wealthforge Securities
- DBA: JP Wealth Solutions
- Previous Firms: Sequence Financial Specialists, Interenational Assets Advisory, Emerson Equity LLC, Arque Capital
- Function: Stock Broker/ Financial Advisor
- Aliases: Jay William Plucinak, Jason Plucinak
- Primary Location: Minneapolis, MN
- CRD 4889443
- Can Jason Plucinak be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Highest Settlement or Award: $44,021
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Jason Plucinak As Your Stockbroker?
A customer of Emerson Equity LLC settled a FINRA arbitration in 2022 for $44,021 in which they alleged that Jason Plucinak made unsuitable recommendations, misrepresentations and violated FINRA rules
Allegations of Broker Misconduct Against Jason Plucinak
A customer of Jason Plucinak alleged the following wrongdoing in connection with the handling of customer accounts:
- Unsuitable Investment Recommendations
- Violation of FINRA Rules
- Misrepresentations and Omissions
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
See this for information on our other investigations of Emerson Equity stockbrokers.
If you have suffered investment losses in an account handled by Jason Plucinak, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
