Last Updated: August 2025 — Edison, New Jersey
Here’s what you need to know about Edison, NJ stockbroker Jeffrey Lewis Gitterman:
- Name: Jeffrey Lewis Gitterman
- CRD Number: 1910332
- Current Employers: Gitterman Wealth Management, LLC; Vanderbilt Securities, LLC
- Primary Location: Edison, NJ
- Function: Stockbroker / Financial Advisor
- Previously Registered With: Triad Advisors, Inc.; ING Financial Advisers, LLC; Aetna Financial Services, Inc.; AXA Advisors, LLC; The Equitable Life Assurance Society of the United States
- Can Jeffrey Gitterman be sued in FINRA arbitration? Yes
- Sanctioned by FINRA? No
- Highest Reported Award or Settlement: $300,000
If you’ve sustained damages from Mr. Gitterman, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Jeffrey Gitterman As Your Stockbroker?
Jeffrey Gitterman, based in Edison, NJ, has been involved in numerous customer disputes.
Among the known cases:
- FINRA Case No. 20-01286: Filed in 2020, the claimant alleged unsuitable alternative investment strategy involving direct participation programs (DPPs) and hedge funds. The case settled in 2021 for $300,000, with Mr. Gitterman contributing $75,000 personally.
- FINRA Case No. 23-02030: Filed in July 2023, the claimant alleged the sale of an unsuitable investment product (BDC). The case settled in April 2024 for $72,500.
- FINRA Case No. 23-02431: Filed in September 2023, the claimant alleged misleading investment advice and lack of due diligence related to GPB Holdings II. The matter settled for $22,500.
- Multiple other settled disputes involved allegations of unsuitable DPPs, limited partnerships, and alternative investments, with additional settlements including $85,825, $55,000, $40,000, and $30,000 across various cases from 2019 to 2024.
Firms Have a Duty to Supervise their Financial Advisors (FINRA Rules 3110 & 2090) Brokers and their firms have a duty to comply with the FINRA suitability rule which requires that they have a reasonable basis to believe that a recommendation is suitable for the customer.
FINRA Rule 2111- suitability -Regulation Best Interest
Allegations of Broker Misconduct Against Jeffrey Lewis Gitterman
Clients of Jeffrey Gitterman have alleged the following misconduct:
- Unsuitable investment recommendations
- Failure to conduct due diligence
- Misleading advice and misrepresentation
- Negligence and breach of fiduciary duty
- Inadequate supervision
Recover Your Investment Losses Now With Rex Securities Law
Our Investigations of other Vanderbilt Securities Brokers
If you have suffered investment losses in an account handled by Jeffrey Lewis Gitterman, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis, meaning that you do not pay legal fees unless we are successful.