Last Updated: September 2025 (Roseville, CA)
Jeffrey Lynn Bangerter Investigation Summary
Here’s what you need to know about Roseville, CA, stockbroker Jeffrey Bangerter:
- Name: Jeffrey Lynn Bangerter
- Current Employer: Concorde Investment Services, LLC
- DBA: Bangerter Financial Strategies , Coordinated Concepts Insurance Services
- Prior Employers: Berthel Fisher & Co., DFPG Investments, G. F. Investment Services
- CRD Number: 1687028
- Function: Stockbroker / Financial Advisor/ Registered Investment Advisor
- Primary Location: Roseville, CA
- Aliases: Jeffrey Bangerter
- Can Jeffrey Bangerter be sued in FINRA arbitration? Yes
- Sanctioned by Regulators: Yes
- Highest Award or Settlement: $85,000
- Pending Customer Dispute Seeks Damages of: $300,000
If you’ve sustained damages from Jeffrey Bangerter, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Jeffrey Bangerter As Your Stockbroker?
In 4/2025 another customer of Concorde filed a FINRA arbitration alleging that poor recommendations by Bangerter has resulted in losses of $300,000. The subject investments in this currently pending matter are Direct Investments and Limited Partnerships.
A customer of Concorde Investment Services, LLC, recently made a complaint seeking $85,000 in damages. The claim alleged unsuitability and breach of fiduciary duty regarding investments in Direct Participation Programs (DPPs) and Limited Partnership (LP) interests (Alternative investments) . This case was settled in 1/2025 for $85,000 with Bargerter paying $42,500 of the settlement personally.
See this for more information on REITs and Other Alternative Investments
Losses on Inspired Healthcare Delaware Statutory Trusts (DSTs) ?
What is a Delaware Statutory Trust (DST) ?
Alternative Investments: These are assets that are not stocks, bonds or cash. Alternative investments generally fall within five categories: hedge funds, private capital, natural resources (oil and gas, energy), real estate (REITs) and infrastructure. They are typically less liquid that conventional investments, less regulated with higher fees and generally higher risk. For more investigations involving Alternative Investments, see this.
Allegations of Broker Misconduct Against Jeffrey Bangerter
Customers of Jeffrey Bangerter and securities regulators have alleged the following wrongdoing in connection with the handling of customer accounts:
- Unsuitable Investment Recommendations:
Allegations that Mr. Bangerter failed to ensure investments aligned with the client’s financial goals and risk tolerance. This violates FINRA Rule 2111 on suitability. - Breach of Fiduciary Duty:
Accusations include neglecting fiduciary responsibilities in advising clients on high-risk and illiquid investments. - Regulatory Sanctions:
- In 2007, the Utah Insurance Department fined Mr. Bangerter $250 for failing to disclose an NASD action on his insurance license applications.
- In 2001, NASD (now FINRA) sanctioned Mr. Bangerter for purchasing shares of an IPO (Web Street – WEBS) at the public offering price, resulting in a $4,450 fine (including disgorgement of $3,450 in profits). This was deemed a violation of NASD Rule 2110.
FINRA Rule 2010-states that a member: “in the conduct of its business, shall observe high standards of commercial honor and just and equitable principles of trade.”
Recover Your Investment Losses Now With Rex Securities Law
See this for information on our other investigations of Concorde Investment Services brokers
If you have suffered investment losses in an account handled by Jeffrey Lynn Bangerter, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis, meaning that you do not pay legal fees unless we are successful.