Last Updated: November 2023 (Greenville, South Carolina)
Jeremy Strickler Investigation Summary
Here’s what you need to know about Greenville, SC, stockbroker Jeremy Strickler:
- Name: Mr. Jeremy Luke Strickler
- Current Employer: Not currently registered with FINRA
- DBA: Williams Wealth Management
- Previous Firms: Wells Fargo Advisors, Raymond James & Assoc.
- Function: Stock Broker/ Financial Advisor
- Aliases: Jeremy Strickler
- Primary Location: Greenville, SC
- CRD 3075697
- Can : Jeremy Strickler be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Pending Customer Dispute Seeks Damages of $4.5 million
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Jeremy Strickler As Your Stockbroker?
In 10/2023 a customer of Raymond James & Assoc. filed a FINRA arbitration alleging that Jeremy Strickler failed to disclose material information, including conflicts of interest, about a specific investment that allegedly rendered the investment illiquid, risky and unsuitable. It is also alleged that the account was improperly concentrated and that Raymond James failed to supervise their financial advisors.
Allegations of Broker Misconduct Against Jeremy Strickler
Customers of Jeremy Strickler have alleged the following wrongdoing in connection with the handling of customer accounts:
- Unsuitable Investment Recommendation
- Conflicts of Interest
- Failure to disclose risks
- Illiquid Investment
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Jeremy Strickler, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.