Last Updated: February 2024 (West Conshohocken, PA)
Joel Freedman Investigation Summary
Here’s what you need to know about West Conshohocken, PA, stockbroker Joel Freedman:
- Name: Mr. Joel Randy Freedman
- Current Employer: Morgan Stanley
- Previous Firms: Citigroup Global Markets , Wachovia Securities
- Function: Stock Broker/ Financial Advisor/ Registered Investment Advisor
- Aliases: Joel Freedman
- Primary Location: West Conshohocken, PA
- CRD 1260557
- Can Joel Freedman be sued in FINRA arbitration: Yes
- Sanctioned by Securities Regulator: Yes
- Pending Customer Dispute Seeks Damages of $1.4 Million
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Joel Freedman As Your Stockbroker?
In 1/2024 a customer of Morgan Stanley customer alleged that Joel Freedman executed trades in his account that were not authorized (unauthorized trading) causing losses of $1,431,587. This matter is currently pending.
Allegations of Broker Misconduct Against Joel Freedman
A customer of Joel Freedman has alleged the following wrongdoing in connection with the handling of customer accounts:
- Unauthorized Trading
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
» Other Cases Involving Unauthorized Trading
If you have suffered investment losses in an account handled by Joel Freedman, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
