Last Updated: January 2026 — Melville, NY
Here’s what you need to know about Melville, NY stockbroker John Thomas Hardiman:
- Name: John Thomas Hardiman
- Current Employer: Janney Montgomery Scott LLC — 395 N. Service Road, Suite 411, Melville, NY 11747 (registered since 08/30/2017).
- Prior Firms: Merrill Lynch, Pierce, Fenner & Smith Inc. (2007–2017, Melville/NYC); A.G. Edwards & Sons, Inc. (2002–2007, Huntington, NY); UBS PaineWebber Inc. (1999–2002); Continental Broker-Dealer Corp. (1998–1999).
- CRD number: 2089333.
- Stockbroker / Financial Advisor: Yes — General Securities Representative; registered with 3 SROs and licensed in numerous states.
- Can Broker be Sued in FINRA: Yes
- Discharged by a Prior Employer: Yes — permitted to resign from PaineWebber in 2002 after signing spouse’s name on an options agreement.
- Current Customer Dispute Seeks Total Damages of: $660,000
If you’ve sustained damages from Mr. Hardiman, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With John T. Hardiman As Your Stockbroker?
A FINRA arbitration was filed by a customer of Janney Montgomery Scott in August 2025 alleges that customers’ accounts were unsuitably invested $660,000 in damages. The matter is currently pending.
Allegations of Broker Misconduct Against John Thomas Hardiman
- Unsuitability — recommending or maintaining investments inconsistent with a customer’s objectives and risk tolerance may violate FINRA Rule 2111 (Suitability) and, for retail customers after June 30, 2020, SEC Regulation Best Interest (Exchange Act Rule 15l-1(a)) (Care Obligation).
Recover Your Investment Losses Now With Rex Securities Law
Our investigations of other Janney Montgomery Scott brokers
If you have suffered investment losses in an account handled by John Thomas Hardiman, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis, meaning that you do not pay legal fees unless we are successful.