Last Updated: November 2023 (Prosper, TX )
Trawnegan Gall Investigation Summary
Here’s what you need to know about Prosper, TX, stockbroker Trawnegan Gall:
- Name: Mr. Trawnegan Gall
- Current Employer: Wealthforge Securities
- DBA: Cornerstone Real Estate Investment Services
- Previous Firms: Cabot Lodge Securities
- Function: Stock Broker/ Financial Advisor
- Aliases: Trawnegan Gall
- Primary Location: Prosper, Texas
- CRD 6266415
- Can Trawnegan Gall be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Pending Customer Dispute Seeks Damages of $450,000
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Trawnegan Gall As Your Stockbroker?
A customer of Cabot Lodge Securities filed a FINRA arbitration in 8/2022 alleging that Trawnegan Gall made unsuitable recommendations, breached his fiduciary duty and violated FINRA rules in regard to a private placement investment.
Alternative Investments: These are assets that are not stocks, bonds or cash. Alternative investments generally fall within five categories: hedge funds, private capital, natural resources (oil and gas, energy), real estate (REITs) and infrastructure. They are typically less liquid that conventional investments, less regulated with higher fees and generally higher risk. For more investigations involving Alternative Investments, see this.
Allegations of Broker Misconduct Against Trawnegan Gall
Customers of Trawnegan Gall have alleged the following wrongdoing in connection with the handling of customer accounts:
- Unsuitable Investment Recommendation to invest in private placement
- Breach of Contract
- Breach of Fiduciary Duty
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
See this for information on our other investigations of Cabot Lodge Securities brokers
If you have suffered investment losses in an account handled by Trawnegan Gall, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
