Last Updated: September 2025 — Fort Worth, TX
Here’s what you need to know about Fort Worth, TX, stockbroker Jose Fuentes:
- Name:Jose F. Fuentes III
- Current Employer: Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD #7691) — registered since July 2025; branch location at 4200 Amon Carter Blvd, Fort Worth, TX 76155.
- Prior Firms: Thrivent Investment Management (03/2025–04/2025); Florida Financial Advisors, LLC (11/2024–01/2025).
- CRD number:8007089
- Stockbroker / Financial Advisor: Yes — currently approved as a General Securities Representative with FINRA, NYSE, Nasdaq, and other exchanges.
- Can Broker be Sued in FINRA:Yes
- Discloses Outstanding Liens:Yes
- Discharged by a Prior Employer: Yes
If you’ve sustained damages from Mr. Fuentes, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Jose F. Fuentes III As Your Stockbroker?
Mr. Fuentes discloses a 2025 termination from Thrivent Investment Management for Form U4 disclosure failures and a civil lien filed in February 2025 for unpaid child support obligations of $13,354.
Allegations of Broker Misconduct Against Jose F. Fuentes III
- Failure to Update Form U4
- Failure to Disclose Timely Information
- Outstanding Lien / Financial Responsibility Issues
Recover Your Investment Losses Now With Rex Securities Law
Investigations of other Thrivent Investment Management brokers
See this for our prior investigations of Merrill Lynch brokers.
If you have suffered investment losses in an account handled by Jose F. Fuentes III, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.