Last Updated: September 2023 (New Port Richey, Florida)
Joshua Green Investigation Summary
Here’s what you need to know about New Port Richey, Florida, stockbroker Josh Green:
- Name: Mr. Joshua Aaron Green
- Current Employer: Cetera Investment Services
- Previous Firms: BB&T Investment Services, SunTrust Investment Services, Wells Fargo Advisors, Fifth Third Securities, WAMU Investments
- Function: Stock Broker / Financial Advisor
- Aliases: Josh Aaron Green
- Primary Location: New Port Richey, Florida
- CRD #4970616
- Can Josh Green be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Highest Settlement or Award: $450,000
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Joshua A. Green As Your Stockbroker?
In April 2023, a customer of Cetera Investment Services was paid $450,000 to resolve allegations that Josh Aaron Green over-concentrated their account in unsuitable structured notes.
Allegations of Broker Misconduct Against Joshua A. Green
Customers of Josh Aaron Green have alleged the following wrongdoing in connection with the handling of customer accounts:
- Unsuitable Investment Recommendation
- Overconcentration in structured notes
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Josh Aaron Green, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
