Last Updated: September 2023 (Austin, Texas)
Julian Rodriguez Investigation Summary
Here’s what you need to know about Austin, TX, stockbroker Julian Rodriguez:
- Name: Mr. Julian Rodriguez
- Current Employer: Innovation Partners.
- Previous Firms: Parsonex Securities, Edward Jones
- Function: Stock Broker/ Financial Advisor
- Aliases: Julian Rodriguez, Jr.
- Primary Location: Austin, TX
- CRD 5900531
- Can Julian Rodriguez be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Pending Customer Dispute Seeks Damages of $35,555
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Julian Rodriguez As Your Stockbroker?
In 5/2023 a customer of Innovation Partners claimed that Julian Rodriguez placed her in a SEP IRA without meeting income thresholds and into a real estate investment trust (REIT) without meeting accredited investor thresholds. The customer alleges damages of $35,555.
Allegations of Broker Misconduct Against Julian Rodriguez
A customer of Julian Rodriguez has alleged the following wrongdoing in connection with the handling of customer accounts:
- Placed in a SEP IRA without meeting income thresholds
- Sold a REIT without meeting accredited investor thresholds
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Julian Rodriguez, contact us for a complimentary consultation with an experience securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
