Last Updated: September 2025 – McAllen, TX
Here’s what you need to know about McAllen, TX stockbroker Justin Cappadona:
- Name: Justin Marcos Cappadona
- Current Employer: Raymond James & Associates, Inc. (CRD #705). Primary branch: 1400 N. McColl Rd., Suite 101, McAllen, TX 78501. Registered with this firm since 10/28/2016.
- Prior Firms: Morgan Stanley (CRD #149777), McAllen, TX (06/2009–11/2016); Morgan Stanley & Co. Incorporated (CRD #8209) (05/2008–06/2009); Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD #7691), McAllen, TX (09/1996–06/2008).
- Other Business Affiliations: Cappadona Ranch (Agriculture/Farming), 28546 FM 1017, Linn, TX 78563
- CRD number: 2775857.
- Stockbroker / Financial Advisor: Yes
- Can Broker be Sued in FINRA: Yes—customer disputes may be pursued through FINRA arbitration.
If you’ve sustained damages from Mr. Cappadona, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Justin Cappadona As Your Stockbroker?
In a written customer complaint received April 2025, a Raymond James client alleged that Mr. Cappadona failed to follow instructions to liquidate the account which resulted in $1,000,000 in damages. The firm denied the complaint in May 2025.
Allegations of failing to follow a customer’s explicit instructions can implicate FINRA Rule 2010 (Standards of Commercial Honor and Just and Equitable Principles of Trade), and supervision of such activity falls under the firm’s obligations in FINRA Rule 3110 (Supervision).
If you have made a complaint against your financial advisor that was “denied” by the company, see our advice below.
Allegations of Broker Misconduct Against Justin M. Cappadona
Failure to follow customer instructions to liquidate an account
Has Your Brokerage Firm “Denied” Your Claim for Damages Due to Stockbroker Malpractice?
- It is quite common (and predictable as well) for brokerage firms to deny a customer’s complaint made directly to the company. Firms know that in many, if not most, instances telling the customer “we don’t think it’s our fault” will be the end to the problem.
- Firms seldom, if ever, offer adequate resolution when a customer deals directly with the brokerage firm. In the unlikely event the firm does actually agree to discuss settlement , the firm will generally attempt to have you settle your case for a fraction of what it is worth.
- If you think there is a problem with the way your account has been handled, or if you have had your claim “denied”, talk to an experienced securities attorney to learn your rights and to learn what the true value of your claim may be.
- We do not charge to evaluate a case.
Recover Your Investment Losses Now With Rex Securities Law
Other Investigations of Raymond James Advisors
If you have suffered investment losses in an account handled by Justin Marcos Cappadona, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.