Last Updated: April 2024 (Marshall, Texas)
Kenneth Knox Investigation Summary
Here’s what you need to know about Marshall, Texas, stockbroker Kenneth Knox:
- Name: Mr. Kenneth Kyle Knox
- Current Employer: Kestra Investment Services, Kestra Advisory Services (RIA)
- DBA: Noble Wealth Advisor
- Previous Firms: Woodbury Financial Services , 1st Global Capital Corp.
- Function: Stock Broker/ Financial Advisor/ Registered Investment Advisor
- Aliases: Kenneth Knox
- Primary Location: Marshall, TX
- CRD 4430828
- Can Kenneth Knox be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Has Prior Customer Disputes that were “Denied” by Company: Yes
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Kenneth Knox As Your Stockbroker?
Kenneth Knox discloses three customer disputes that were ‘denied” by his employing firm:
- A Kestra Investment Services customer alleged that he did not recognize a signature purported to be his on account documents.
- A customer of Woodbury Financial Services alleged that alternative investments sold to him by Knox in 2014-2015 were misrepresented and not suitable (Real Estate security , Business Development Company, Closed end fund)
- A customer of Woodbury Financial Services alleged that alternative investments sold to him by Knox in 2014-2015 were misrepresented and not suitable (Real Estate security , Business Development Company)
Apparently these customers did not pursue their claims beyond notifying the company who “denied” the claims. See below for our advice should you have a dispute with your financial advisor.
Has Your Brokerage Firm “Denied” Your Claim for Damages Due to Stockbroker Malpractice?
It is quite common (and predictable as well) for brokerage firms to deny a customer’s complaint made directly to the company. Firms know that in many, if not most, instances telling the customer “we don’t think it’s our fault” will be the end to the problem.
Firms seldom, if ever, offer adequate resolution when a customer deals directly with the brokerage firm. In the unlikely event the firm does actually agree to discuss settlement, the firm will generally attempt to have you settle your case for a fraction of what it is worth.
If you think there is a problem with the way your account has been handled, or if you have had your claim “denied”, talk to an experienced securities attorney to learn your rights and to learn what the true value of your claim may be.
We do not charge to evaluate a case.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Kenneth Knox, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
