Last Updated: July 2025 – Quincy, MA
Here’s what you need to know about Quincy, MA, stockbroker Kevin O’Sullivan:
- Name: Mr. Kevin Patrick O’Sullivan
- Current Employer: Commonwealth Financial Network
- Prior Employers: Lincoln Financial Advisors Corporation, MetLife Securities Inc., MONY Securities Corporation, ING Financial Partners, Inc.
- Function: Stockbroker / Financial Advisor
- Aliases: Kevin P. O’Sullivan, Kevin P. Sullivan
- Primary Location: Quincy, MA
- CRD: 4499275
- Can Kevin O’Sullivan be sued in FINRA arbitration: Yes
- Highest Settlement or Award: $318,458
- Pending Customer Dispute Seeks Damages of: $300,000
If you’ve sustained damages from Mr. O’Sullivan, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Kevin O’Sullivan As Your Stockbroker?
Kevin O’Sullivan, a broker currently registered with Commonwealth Financial Network in Quincy, MA, is the subject of both a significant customer settlement and a pending arbitration matter.
In April 2022, a customer filed FINRA Arbitration Case #22-00744, alleging that Mr. O’Sullivan recommended an unsuitable Oil & Gas investment while employed by Lincoln Financial Advisors Corporation. That case was settled in 2023, for $318,458.
IN 8/2024 a customer of Lincoln Financial filed FINRA arbitration, Case #24-01855, alleging similar misconduct—again, an unsuitable Oil & Gas investment recommendation. This matter remains pending and the customer seeks $300,000 in damages.
Allegations of Broker Misconduct Against Kevin O’Sullivan
Unsuitable Investment Recommendations involving Oil & Gas products.
Other Investigations involving Oil and Gas Investments
The disputes allege that Mr. O’Sullivan failed to adhere to the suitability rule, which is governed under FINRA Rule 2111. This rule requires brokers to have a reasonable basis to believe that a recommended transaction or investment strategy is suitable for the customer, based on the customer’s investment profile.
Recover Your Investment Losses Now With Rex Securities Law
Our investigations of other Lincoln Financial Securities brokers
If you have suffered investment losses in an account handled by Kevin O’Sullivan, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.