Last Updated: July 2025 — El Paso, TX
Here’s what you need to know about El Paso, TX stockbroker Kristine D. Marcum:
- Name: Ms. Kristine D. Marcum
- CRD Number: 4274440
- Current Employer: Merrill Lynch, Pierce, Fenner & Smith Incorporated
- DBA: The Marcum Team
- Primary Location: El Paso, TX
- Function: Stockbroker / Registered Investment Advisor
- Can Kristine Marcum be sued in FINRA arbitration? Yes
- Sanctioned by FINRA? No
- Customer Disputes Reported: Yes 1 (Denied)
If you’ve sustained damages from Ms. Marcum, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Kristine Marcum As Your Stockbroker?
In May 2025, a customer of Merrill Lynch, Pierce, Fenner & Smith filed a complaint alleging misrepresentation involving managed/wrap accounts handled by Kristine D. Marcum between April 2024 and December 2024. The client claimed the broker misrepresented certain aspects of the in-house managed accounts. The complaint was denied by Merrill Lynch in June 2025.
As of this date it does not appear that the customer has filed a FINRA arbitration or otherwise escalated their claim. See below for our advice if you have made a claim with your financial advisor firm and had the claim “denied”.
Allegations of Broker Misconduct Against Kristine Marcum
Misrepresentation involving managed or wrap accounts
Has Your Brokerage Firm “Denied” Your Claim for Damages Due to Stockbroker Malpractice?
It is quite common (and predictable as well) for brokerage firms to deny a customer’s complaint made directly to the company. Firms know that in many, if not most, instances telling the customer “we don’t think it’s our fault” will be the end to the problem.
Firms seldom, if ever, offer adequate resolution when a customer deals directly with the brokerage firm. In the unlikely event the firm does actually agree to discuss settlement , the firm will generally attempt to have you settle your case for a fraction of what it is worth.
If you think there is a problem with the way your account has been handled, or if you have had your claim “denied”, talk to an experienced securities attorney to learn your rights and to learn what the true value of your claim may be.
We do not charge to evaluate a case.
Recover Your Investment Losses Now With Rex Securities Law
See this for our prior investigations of Merrill Lynch brokers.
If you have suffered investment losses in an account handled by Kristine D. Marcum, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.