Last Updated: May 2025 – Graham, North Carolina
Here’s what you need to know about Graham, NC stockbroker Larry Milton Ware:
- Name: Mr. Larry Milton Ware
- Current Employer: Avantax Advisory Services / Avantax Investment Services, Inc.
- Prior Employers: LPL Financial LLC, IFG Advisory, LLC, SunTrust Investment Services, Inc., Edward Jones, NCF Financial Services, Inc.
- Function: Stockbroker / Financial Advisor
- Aliases: Larry Ware
- DBA: Envision Wealth Partners
- Primary Location: Graham, North Carolina
- CRD Number: 3053841
- Can Larry Ware be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Discharged by a prior employer: Yes
- Highest Settlement or Award: $250,000
- Pending Customer Dispute Seeks Damages: Amount not specified
If you’ve sustained damages from Mr. Ware, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Larry Ware As Your Stockbroker?
A customer of LPL Financial LLC was paid $250,000 in a settlement finalized on August 27, 2024, to resolve allegations that Larry Ware recommended investments in structured products that were unsuitable given the customer’s risk tolerance.
Another LPL Financial customer filed a FINRA arbitration in 8/2024 which also alleges unsuitable investment recommendations related to structured products. A specific damage amount has not yet been specified in this pending matter.
Structured Products: Sometimes referred to as market-linked investments, Structured Products are pre-packaged investments whose performance is linked to an underlying asset, product or index. ( a single security, basket of securities, options, indicies, commodities, debt issuance, foreign currencies or derivatives). See this for FINRA’s Investor Insights “Understanding Structured Notes with Principal Protection”
In 12/2011 Ware was discharged by prior employer Suntrust Investment Services who alleged that he altered client signed disclosure form to add rate information.
Allegations of Broker Misconduct Against Larry Ware
Customers of Larry Ware have alleged the following misconduct related to the handling of their investment accounts:
Unsuitable Investment Recommendations
The Financial Industry Regulatory Authority (FINRA) mandates that brokers and brokerage firms report customer complaints, arbitration claims, and regulatory actions. Furthermore, disclosure of financial issues such as bankruptcies, liens, and judgments is required.
Recover Your Investment Losses Now With Rex Securities Law
Investigation of LPL Financial and LPL Brokers-Lawsuits, Arbitrations & Customer Disputes
See this for information on our other investigations involving Avantax brokers.
If you have suffered investment losses in an account handled by Larry Milton Ware, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.