Rex Securities Law Investment Fraud Attorney Investigates Lynn Bryant, formerly a Broker with LPL Financial LLC

Rex Securities Law Investment Fraud Attorney Investigates Lynn Bryant, formerly a Broker with LPL Financial LLC

Rex Securities Law Investment Fraud Attorney Investigates Lynn Bryant, formerly a Broker with LPL Financial LLC 150 150 long

Last Updated: September 2025 — Hurst, TX

Here’s what you need to know about Hurst, TX stockbroker Lynn Bryant:

  • Name: Lynn Witherspoon Bryant
  • Alias: Deborah Lynn Bryant, Lynn W. Bryant
  • Current Employer: None — Barred from industry by FINRA
  • Prior Firms: LPL Financial LLC (Hurst, TX) — 10/2007–10/2022; Raymond James Financial Services, Inc. (Hurst, TX) — 07/2000–10/2007; H.D. Vest Investment Securities, Inc. (Dallas, TX) — 06/1999–07/2000.
  • Other Business Affiliations: Bryant Financial Services; Lynn W. Bryant, P.C. (CPA practice in Hurst, TX); Life Lessons for Women, LLC; 3WW Adventures, LLC.
  • CRD number: 3216344.
  • Stockbroker / Financial Advisor: Former FINRA-registered rerpresentative
  • Can Broker be Sued in FINRA: Yes
  • Sanctioned by Securities Regulators: Yes
  • Discharged by a Prior Employer: Yes

If you’ve sustained damages from Mr. Bryant, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.

Did You Lose Money With Lynn Witherspoon Bryant As Your Stockbroker?

  • Regulatory Bar (FINRA): In July 2023, FINRA issued an Acceptance, Waiver & Consent (Case/Docket No. 2022076505601) barring Bryant in all capacities after she refused to appear for on-the-record testimony  in conncection with a regulatory investigation, requested under FINRA Rule 8210. The investigation focused on whether she engaged in private securities transactions (selling away) without providing prior written notice to, and receiving prior written approval from, her member firm LPL Financial LLC. The AWC reflects a permanent bar.
  • Employment Separation (LPL Financial): September 13, 2022 — LPL discharged Bryant for “participating in private security transactions with clients without prior notice to or approval from Firm.”

Allegations of Broker Misconduct Against Lynn Witherspoon Bryant

  • Private Securities Transactions (“Selling Away”) — FINRA Rule 3280: Engaging in securities transactions outside the firm without required prior written notice and firm approval violates Rule 3280’s private securities transaction restrictions. (Investigation context stated in AWC.)
  • Failure to Cooperate with FINRA — FINRA Rule 8210 / Rule 2010: Refusing to appear for on-the-record testimony violates Rule 8210 and is inconsistent with Rule 2010 (standards of commercial honor), which formed the basis for the bar.

Recover Your Investment Losses Now With Rex Securities Law

Investigation of LPL Financial and LPL Brokers-oils, Arbitrations & Customer Disputes

If you have suffered investment losses in an account handled by Lynn Witherspoon Bryant, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.

What is FINRA Arbitration?

Firms We Have Pursued

With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.

If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.

Most cases are handled on a contingent fee basis, meaning that you do not pay legal fees unless we are successful.

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