Last Updated: October 2023 (Dallas, Texas)
Marc Haggar Investigation Summary
Here’s what you need to know about Dallas, TX, stockbroker Marc Haggar:
- Name: Mr. Marc Edgar Haggar
- Current Employer: UBS Financial Services
- Previous Firms: Morgan Stanley Smith Barney, Citigroup Global Markets
- Function: Stock Broker/ Financial Advisor
- Aliases: None
- Primary Location: Dallas, Texas
- CRD 4146965
- Can Marc Haggar be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Pending Customer Dispute Seeks Damages of $70,000
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Marc Haggar As Your Stockbroker?
In 4/2023 a customer of UBS Financial Services filed a FINRA arbitration alleging that Marc Haggar failed to follow instructions regarding certain investments which were to be retained in the customer’s account. Damages of $70,000 are sought in this currently pending matter.
Allegations of Broker Misconduct Against Marc Haggar
Customers of Marc Haggar have alleged the following wrongdoing in connection with the handling of customer accounts:
- Failure to follow instructions regarding retaining certain investments in customer account
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Marc Haggar, contact us for a complimentary consultation with an experience securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
