Last Updated: October 2023 (Boca Raton, FL)
Martin Cummins Investigation Summary
Here’s what you need to know about Boca Raton, FL, stockbroker Marty Cummins:
- Name: Mr. Martin James Cummins
- Current Employer: R.F. Lafferty & Co.
- Previous Firms: Revere Securities, US Tiger Securities, Prime Number Capital, BNP Paribas Securities, Citic Securities International
- Function: Stock Broker/ Financial Advisor
- Aliases: Marty Cummins, Martin Cummins IV
- Primary Location: Boca Raton, FL
- CRD 5020777
- Can Marty Cummins be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Discharged by prior Employer: Yes
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Martin Cummins As Your Stockbroker?
In 11/2022 Marty Cummins was discharged by Revere Securities who makes the following allegation on his FINRA record:” On 9/28/22 Revere was informed by our clearing firm Mirae Asset Securities that there was an issue pertaining to unsettled trades for a client of Mr. Cummins.”
Allegations of Broker Misconduct Against Martin Cummins
Customers of Marty Cummins have alleged the following wrongdoing in connection with the handling of customer accounts:
- Issue relating to unsettled trades for a client of Mr. Cummins
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Marty Cummins, contact us for a complimentary consultation with an experience securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
