Last Updated: October 2023 (New York, NY)
Joshua Lipman Investigation Summary
Here’s what you need to know about New York, NY, stockbroker Joshua Lipman:
- Name: Mr. Joshua Ross Lipman
- Current Employer: Dominari Securities
- Previous Firms: Revere Securities, Burnham Securities, Deutsche Bank Securities, Morgan Stanley Smith Barney
- Function: Stock Broker/ Financial Advisor
- Aliases: Joshua Lipman
- Primary Location: New York, NY
- CRD 2910332
- Can Joshua Lipman be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Discharged by a prior employer: Yes
- Highest Settlement : $462,500
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Joshua Lipman As Your Stockbroker?
In 11/2021 a customer of Revere Securities was paid $462,500 to settle a FINRA arbitration alleging that Joshua Lipman overconcentrated their account and misused margin borrowing.
Allegations of Broker Misconduct Against Joshua Lipman
A customer of Joshua Lipman has alleged the following wrongdoing in connection with the handling of customer accounts:
- Unsuitable use of margin borrowing
- Over-concentrated customer account in MLP’s (publicly traded partnerships)
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Joshua Lipman, contact us for a complimentary consultation with an experience securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
