Last Updated: November 2023 (Palm Harbor, Florida)
Michael Dietrich Investigation Summary
Here’s what you need to know about Palm Harbor, FL , stockbroker Mike Dietrich:
- Name: Mr. Michael Anthony Dietrich
- Current Employer: Morgan Stanley
- Previous Firms: Morgan Stanley DW
- Function: Stock Broker/ Financial Advisor
- Aliases: Mike Dietrich
- Primary Location: Palm Harbor, Florida
- CRD 2711093
- Can Mike Dietrich be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Highest Settlement or Award: $90,000
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Michael Dietrich As Your Stockbroker?
In 10/2023 a customer of Morgan Stanley complained that Mike Dietrich made unsuitable investments in a managed/wrap account. A damage amount is not specified in this currently pending matter.
Two customers of Mike Dietrich have been paid settlements for mismanagement of their accounts.
Allegations of Broker Misconduct Against Michael Dietrich
Customers of Mike Dietrich have alleged the following wrongdoing in connection with the handling of customer accounts:
- Unsuitable Investment Recommendations related to Reverse Convertible Bonds
- Misrepresentations
- Unsuitable investments in managed/wrap account
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Mike Dietrich, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
