Last Updated: November 2025 — McKinney, TX
Here’s what you need to know about McKinney, TX stockbroker and investment adviser Michael William Jarvis:
- Name:Michael William Jarvis
- Current Employers:
- Cetera Wealth Services, LLC— FINRA Broker (Registered since 11/01/2017)
- Cetera Investment Advisers LLC— Investment Adviser Representative (Registered since 06/29/2023)
- Prior Firms:
- Cetera Advisor Networks LLC (09/2017–06/2023)
- Girard Securities, Inc. (2009–2017)
- AXA Advisors, LLC / The Equitable Life Assurance Society (1991–2009)
- Other Business Affiliations:
- Legacy Financial Advisors — Financial professional
- MJ and S Holding, LLC — Owner
- Mike Jarvis Financial Services, LLC — Bookkeeping entity
- Fixed Insurance (multiple carriers) — Insurance agent
- Life settlement business — Insurance-related activity
- CRD Number: 2160274
- Stockbroker / Financial Advisor: Yes — Registered with FINRA; licensed in 31 states; holds Series 6, 7, 63, 65, and SIE
- Can Broker Be Sued in FINRA: Yes
- Highest Award or Settlement: $132,860
- Current Customer Dispute Seeks Total Damages Of:$800,000
If you’ve sustained damages from Mr. Jarvis, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Michael Jarvis As Your Stockbroker?
Mr. Jarvis has been named in two customer disputes, one settled and one currently pending.
In 10/2025 a customer of Cetera filed a FINRA arbitration alleging that Jarvis charged excessive advisory fees. Damages of $800,000 are sought in this currently pending case.
In 2002 a customer of AXA Advisors was paid $132,860 to resolve allegations that Jarvis made an unauthorized investment in mutual funds.
Allegations of Broker Misconduct Against Michael W. Jarvis
Customers of Michael Jarvis have made the following allegations:
Other Cases Involving Unauthorized Trading
Recover Your Investment Losses Now With Rex Securities Law
Investigation of Cetera Financial Brokers-Lawsuits, Arbitrations & Disputes
If you have suffered investment losses in an account handled by Michael William Jarvis, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis, meaning that you do not pay legal fees unless we are successful.