Last Updated: January 2024 (Atlanta, GA)
Michael Rudio Investigation Summary
Here’s what you need to know about Atlanta, GA, stockbroker Michael Rudio:
- Name: Mr. Michael Christopher Rudio
- Current Employer: Purshe Kaplan Sterling Investments, Phase Line Capital (RIA)
- Previous Firms: LPL Financial , Edward Jones
- Function: Stock Broker/ Financial Advisor
- Aliases: Michael Rudio
- Primary Location: Atlanta, GA
- CRD 6322313
- Can Michael Rudio be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Pending Customer Dispute Seeks Unspecified Amount of Damages of
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Michael Rudio As Your Stockbroker?
In 12/2023 a customer of LPL Financial filed a FINRA arbitration alleging that Michael Rudio recommended unsuitable investments in structured products. Damages have not yet been specified in this currently pending matter.
Allegations of Broker Misconduct Against Michael Rudio
Customers of Michael Rudio have alleged the following wrongdoing in connection with the handling of customer accounts:
- Unsuitable Investment Recommendation to invest in structured products.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
Investigation of LPL Financial and LPL Brokers
If you have suffered investment losses in an account handled by Michael Rudio, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
