Last Updated: August 2023 (Houston, TX)
Otho Evans Investigation Summary
Here’s what you need to know about Houston stockbroker Otho Evans:
- Broker Name: Otho Francis Evans, Jr
- Current Employer: RBC Capital Markets
- Previous Firms: Morgan Stanley, Security Church Finance Co. , First Allied Securities, American General Securities, D. E. Frey & Co., Powell & Satterfield, Inc., and Lovett Underwood Neuhaus & Web
- Function: Stock Broker | Financial Advisor
- Primary Location: Houston, Texas
- CRD #1199304
If you have questions about an account handled by Otho Evans, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Otho F. Evans, Jr as Your Stockbroker?
In March 2023 a customer of Otho Evans alleged that he misrepresented high-risk investments beginning in May 2021, breaching a fiduciary duty to act in the best interest of the clients. Damages were not specified but believed to exceed $5,000. At this point in time RBC Capital Markets has denied the claim.
Allegations of Broker Misconduct Against Otho Evans
Customers of Otho Evans have alleged the following wrongdoing in connection with the handling of customer accounts:
- Breach of Fiduciary Duty
- Misrepresented high-risk investments
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Otho Evans, Jr. , contact us for a complimentary consultation to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Robert Rex, Esq. provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
Rex Securities Law
4800 N Federal Hwy E-100
Boca Raton, FL 33431
(877) 224-3199
