Last Updated: February 2024 (Newnan, GA)
Pamela Calhoun Investigation Summary
Here’s what you need to know about Newnan, GA, stockbroker Pamela Calhoun:
- Name: Pamela Michelle Calhoun
- Current Employer: Fidelity Brokerage Services, Fidelity Personal and Workplace Advisors (RIA)
- DBA:
- Previous Firms: Cetera Investment Services, Scottrade, Merrill Lynch
- Function: Stock Broker/ Financial Advisor/ Registered Investment Advisor
- Aliases: Pamela Michelle Buchanan, Pamela Michelle Wenhold
- Primary Location: Newnan, GA
- CRD 4216320
- Can Pamela Calhoun be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Pending Customer Dispute Seeks Unspecified Amount of Damages
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Pamela Calhoun As Your Stockbroker?
IN 1/2024 a customer of Cetera Investment Services filed a FINRA arbitration alleging that Pamela Calhoun overconcentrated their account and made unsuitable recommendations. The amount of damages has not yet been specified in this currently pending matter.
See this for more information on REITs and Other Alternative Investments
Investigations involving Over-Concentration
Allegations of Broker Misconduct Against Pamela Calhoun
A customer of Pamela Calhoun has alleged the following wrongdoing in connection with the handling of customer accounts:
- Unsuitable Investment Recommendation to invest in structured product
- Over concentrated the customer’s account
Structured Products: Sometimes referred to as market-linked investments, Structured Products are pre-packaged investments whose performance is linked to an underlying asset, product or index. ( a single security, basket of securities, options, indicies, commodities, debt issuance, foreign currencies or derivatives). See this for FINRA’s Investor Insights “Understanding Structured Notes with Principal Protection”
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Pamela Calhoun, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
