Last Updated: June 2025 – Montgomery, TX
Here’s what you need to know about Montgomery, TX, stockbroker Pamela Tipton:
- Name: Ms. Pamela Jean Tipton
- Current Employer: Raymond James Financial Services Advisors, Inc. and Raymond James Financial Services, Inc.
- Prior Employer: Edward Jones & Co.
- Other Affiliations: Woodforest National Bank , Woodforest Wealth
- Function: Stockbroker / Financial Advisor
- Primary Location: Montgomery, TX
- Alias: Pamela Jean Dahl, Pamela Jean Letbetter, Pamela Jean Rogers
- CRD Number: 5967109
- Can Pamela Tipton be sued in FINRA arbitration? Yes
- Sanctioned by FINRA: No
- Pending Customer Dispute Seeks Damages of: $470,000
If you’ve sustained damages from Ms. Tipton, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Pamela Tipton As Your Stockbroker?
A customer of Edward Jones has a pending dispute seeking damages of $470,000, alleging that Pamela Tipton failed to advise them of the tax implications related to a financial transfer. The customer claims that had they known the tax consequences, they would not have liquidated or transferred their account.
Allegations of Broker Misconduct Against Pamela Tipton
A customer of Pamela Tipton has made the following allegation of wrongdoing:
Not advised of the implications involved in a transfer. Client alleges she would not have liquidated or transferred the account if she had known.
FINRA mandates brokers to fully disclose the risks and implications of any recommended financial action. Failure to do so, as alleged in this case, may constitute negligence or unsuitability under industry standards.
Recover Your Investment Losses Now With Rex Securities Law
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If you have suffered investment losses in an account handled by Pamela Jean Tipton, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.