Last Updated: September 2025 — Scottsdale, AZ
Here’s what you need to know about Scottsdale, AZ, stockbroker Patrick W. Lam:
- Name:Patrick Wang Lam
- Current Employer:Emerson Equity LLC (CRD #130032) — registered with the firm since 04/15/2019; primary branch location listed as 15011 N 75th, Scottsdale, AZ 85260.
- Prior Firms:Sandlapper Securities, LLC (10/2018–04/2019); J.P. Morgan Institutional Investments Inc. (12/2017–10/2018); Griffin Capital Securities, LLC (03/2014–10/2017); Nationwide Investment Services Corporation (10/2012–03/2014); Ascent Real Estate Securities, LLC (08/2012–10/2012); Lincoln Financial Distributors, Inc. (12/2010–12/2011); SunAmerica Capital Services, Inc. (01/2007–11/2010); MetLife Investors Distribution Company (09/2004–12/2004 and 12/2004–01/2007); WM Financial Services, Inc. (01/2004–08/2004).
- Other Business Affiliations: Sherer Group; Access Capital Group LLC (President); Inspired Healthcare Capital (President, Capital Markets); Emerson Bridge Fund I, LLC (Managing Member of manager); Emerson Capital Management, LLC (Managing Member); Mr. Charlies (fast-food franchisee); Iota Capital Group (real-estate investor).
- CRD Number: 4723020.
- Stockbroker / Financial Advisor:Yes
- Can Broker be Sued in FINRA?
- Discharged by a Prior Employer:Yes
- Current Customer Dispute Seeks Total Damages of:The Statement of Claim states an aggregate between $1,000,000 and $5,000,000
If you’ve sustained damages from Mr. Lam, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Patrick W. Lam As Your Stockbroker?
Pending FINRA arbitration (Case No. 25-01596) was filed in August 2025 against Emerson Equity LLC regarding real estate securities. The claim alleges breach of contract and warranties, promissory estoppel, violations of consumer protection and deceptive trade practices acts, violations of securities statutes, breach of fiduciary duty, vicarious liability, and violation of Regulation Best Interest (Reg BI). Claimants state damages in the $1–5 million aggregate range (plus interest, fees, and other relief).
Allegations of Broker Misconduct Against Patrick W. Lam
- Unsuitability
- Breach of Fiduciary Duty
- Misrepresentation / Fraud
- Breach of Contract and Warranties / Promissory Estoppel
- Consumer-Protection / Securities-Statute Violations
What is a Delaware Statutory Trust (DST) ?
Losses on Inspired Healthcare Capital Investments?
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Patrick Wang Lam, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis, meaning that you do not pay legal fees unless we are successful.