Last Updated: July 2025 – Las Vegas, NV
Here’s what you need to know about Las Vegas, NV, stockbroker Peter J. Cox:
- Name: Peter J. Cox
- CRD Number: 4501828
- Current Employer: LPL Financial LLC
- Function: Stockbroker / Financial Advisor
- Other Business Affiliations: Nevada Wealth Advisors, Wealth & Fiduciary Services, NSB Wealth Advisors
- Primary Location: Las Vegas, NV
- Prior Employers: MML Investors Services, Union Gaming Advisors, Wells Fargo Securities, Bear Stearns
- Can Peter Cox be sued in FINRA arbitration? Yes
- Sanctioned by Securities Regulators: No
- Pending Customer Dispute Seeks Damages of: $5,000,000
If you’ve sustained damages from Mr. Cox, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Peter J. Cox As Your Stockbroker?
Peter Cox is currently the subject of a pending FINRA arbitration case (Docket No. 25-00893) filed in May 2025. A customer alleges that Cox executed unauthorized trades in May 2022 while at LPL Financial LLC and is seeking $5 million in this pending matter.
Other Cases Involving Unauthorized Trading
Allegations of Broker Misconduct Against Peter J. Cox
Unauthorized Trading
Recover Your Investment Losses Now With Rex Securities Law
Investigation of LPL Financial and LPL Brokers-Lawsuits, Arbitrations & Customer Disputes
If you have suffered investment losses in an account handled by Peter J. Cox, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.