Last Updated: July 2025(Cupertino, CA )
Peter Po Investigation Summary
Here’s what you need to know about Cupertino, CA, stockbroker Peter Po:
- Name: Mr. Peter T. Po
- Current Employer: Emerson Equity
- DBA: Peter Po Insurance Services
- Previous Firms: NI Advisors, Voya Financial Advisors, MetLife Securities
- Function: Stock Broker/ Financial Advisor
- Aliases: Tinchu Peter Po
- Primary Location: Cupertino, CA
- CRD 3106974
- Can Peter Po be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: Yes
- Discharged by prior employer: Yes
- Highest Settlement or Award: $62,500
- Numerous Pending Customer Disputes Seeking Total Damages in Excess of $3.5 million
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Peter Po As Your Stockbroker?
Peter Po discloses 16 prior customer settlements and 8 pending customer complaints.
More that $1.1 million has been paid to settle the prior complaints. Prior cases involved alternative investments and bonds.
Alternative Investments: These are assets that are not stocks, bonds or cash. Alternative investments generally fall within five categories: hedge funds, private capital, natural resources (oil and gas, energy), real estate (REITs) and infrastructure. They are typically less liquid that conventional investments, less regulated with higher fees and generally higher risk. For more investigations involving Alternative Investments, see this.
There are eight pending customer complaints brought by customers of NI Advisors who are seeking recovery for losses in GWG L-bonds. The customers are seeking about $1.5 million for losses on these GWG Holdings bonds.
How to Recover Losses on GWG L-Bonds
Other Investigations Involving GWG L-Bonds
In 2015 Peter Po was discharged by VOYA for violations of firm policies, including discussing investment products through radio appearances not approved by the firm.
Allegations of Broker Misconduct Against Peter Po
Customers of Peter Po have alleged the following wrongdoing in connection with the handling of customer accounts:
- Misrepresented alternative investments as being low risk, safe and suitable
- Misrepresented GWG L-Bonds as being suitable
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Peter Po, contact us for a complimentary consultation with an experience securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.