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Featured Investigations


Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


Firms We Have Pursued for Clients








Rex Securities Law Walls St Banner
  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker Francis Dougherty
Rex Securities Law Investment Fraud Attorney Investigates LPL Financial Broker Francis Dougherty 150 150 Robert Rex, Esq.

Last Updated: March 2026 (Marlton, New Jersey) Francis Dougherty Investigation Summary Here’s what you need to know about Marlton, NJ, stockbroker Francis Dougherty: Name: Mr. Francis Joseph Dougherty Current Employer:…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates NI Advisors Broker Peter Po
Rex Securities Law Investment Fraud Attorney Investigates NI Advisors Broker Peter Po 150 150 Robert Rex, Esq.

Last Updated: January 2026(Cupertino, CA ) Peter Po Investigation Summary Here’s what you need to know about Cupertino, CA, stockbroker Peter Po: Name: Mr. Peter T. Po Current Employer: Emerson…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Erik Alexander formerly with Voya Financial Advisors
Rex Securities Law Investment Fraud Attorney Investigates Erik Alexander formerly with Voya Financial Advisors 150 150 Robert Rex, Esq.

Last Updated: January 2026 (Issaquah, WA) Erik Alexander Investigation Summary Here’s what you need to know about Issaquah, Washington, stockbroker Erik Alexander: Name: Mr. Erik Alexander Current Employer: Cetera Advisor…

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  • Robert Rex, Esq.

David C. Monckton-Former VOYA Financial Advisor-Discloses Customer Suits Over Direct Investments-Myrtle Beach, S. Carolina
David C. Monckton-Former VOYA Financial Advisor-Discloses Customer Suits Over Direct Investments-Myrtle Beach, S. Carolina 150 150 Robert Rex, Esq.

David Monckton Investigation January 2026-Myrtle Beach, S. Carolina According to publicly available records David Monckton  , a  stockbroker who was currently registered with Ameriprise Financial Services,  disclose a currently pending customer…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Joyce An Thomas formerly with Voya Financial Advisors
Rex Securities Law Investment Fraud Attorney Investigates Joyce An Thomas formerly with Voya Financial Advisors 150 150 Robert Rex, Esq.

Last Updated: November 2025 (Diamond Bar, CA ) Joyce An Thomas Investigation Summary Here’s what you need to know about Diamond Bar, CA, stockbroker Joyce An Thomas: Name: Ms. Joyce…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Nathan Wells formerly with Voya Financial Advisors
Rex Securities Law Investment Fraud Attorney Investigates Nathan Wells formerly with Voya Financial Advisors 150 150 Robert Rex, Esq.

Last Updated: November 2025 (Morrison, IL) Nathan Wells Investigation Summary Here’s what you need to know about Morrison, IL, stockbroker Natan Wells: Name: Mr. Nathan Cole Wells Current Employer: Cetera…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Jonathan Wiley-formerly with Voya Financial Advisors
Rex Securities Law Investment Fraud Attorney Investigates Jonathan Wiley-formerly with Voya Financial Advisors 150 150 Robert Rex, Esq.

Last Updated: June 2025 (Greenwich, CT) Jonathan Wiley Investigation Summary Here’s what you need to know about Greenwich, CT, stockbroker Jonathan Wiley: Name: Mr. Jonathan Ryan Wiley Current Employer: Wiley…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Daniel Tuan Kien Loy formerly with Voya Financial Advisors
Rex Securities Law Investment Fraud Attorney Investigates Daniel Tuan Kien Loy formerly with Voya Financial Advisors 150 150 Robert Rex, Esq.

Last Updated: April 2025 (Milpitas, CA ) Tuan Kien Loy Investigation Summary Here’s what you need to know about Milpitas, CA, stockbroker Daniel Tuan Kien Loy: Name: Mr. Daniel Tuan…

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  • Robert Rex, Esq.

James T. Flynn-Former VOYA Broker-More Than $19 Million Paid Out to Disgruntled Former Clients-Greenville, SC
James T. Flynn-Former VOYA Broker-More Than $19 Million Paid Out to Disgruntled Former Clients-Greenville, SC 150 150 Robert Rex, Esq.

James Travis Flynn Investigation April 2024-Greer , SC/ Greenville, SC Over the past 5 years we have  successfully obtained significant damages for several dozen former customers of  James Travis Flynn,…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Joshua Bradley formerly with Voya Financial
Rex Securities Law Investment Fraud Attorney Investigates Joshua Bradley formerly with Voya Financial 150 150 Robert Rex, Esq.

Last Updated: December 2023 (Columbia, South Carolina) Joshua Bradley Investigation Summary Here’s what you need to know about Columbia, SC , stockbroker Joshua Bradley: Name: Mr. Joshua D. Bradley Current…

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