Last Updated: November 2023 (New York, NY)
Peter Mirenda Investigation Summary
Here’s what you need to know about New York, NY, stockbroker Peter Mirenda:
- Name: Mr. Peter Joseph Mirenda
- Current Employer: VCS Venture Securities
- Previous Firms: Joseph Stone Capital, First Midwest Securities, J.P. Turner & Co.
- Function: Stock Broker/ Financial Advisor
- Aliases: Peter Mirenda
- Primary Location: New York, NY
- CRD 4397656
- Can Peter Mirenda be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Highest Settlement or Award: $43,750
- Pending Customer Dispute Seeks Damages of $1,500,000
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Peter Mirenda As Your Stockbroker?
In 1/2022 a customer of Joseph Stone Capital filed a FINRA arbitration alleging that Peter Mirenda traded their account excessively and made unsuitable and unauthorized trades. The customer seeks $1.5 million in this pending matter.
Mirenda disclosed 4 other customer disputes that were settled, including:
- In 1/2022 a customer of Joseph Stone Capital was paid $35,000 to resolve a FINRA arbitration alleging that Peter Mirenda violated state and federal securities laws and traded their account excessively.
- What is Unauthorized Trading?
- What is Excessive Trading (Churning)?
Allegations of Broker Misconduct Against Peter Mirenda
Customers of Peter Mirenda have alleged the following wrongdoing in connection with the handling of customer accounts:
- Unsuitable Investment Recommendations
- Unauthorized Trading
- Excessively traded account (Churning)
- Excessive Commissions
- Misrepresentation
- Violations of Securities Act of 1933
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
See this for our investigations of other VCS Venture Securities brokers
If you have suffered investment losses in an account handled by Peter Mirenda, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
