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Last Updated: April 2025 (New York, NY) Jonathan Miller Investigation Summary Here’s what you need to know about New York, NY, stockbroker Jonathan J. Miller: Name: Mr. Jonathan J. Miller…
read moreLast Updated: November 2023 (Hauppauge, NY) Andrew Pesner Investigation Summary Here’s what you need to know about Hauppauge, NY, stockbroker Andrew Pesner: Name: Mr. Andrew Scott Pesner Current Employer: VCS…
read moreLast Updated: November 2023 (Boca Raton, FL) Robert Nathan Investigation Summary Here’s what you need to know about Boca Raton, FL, stockbroker Robert Nathan: Name: M. Robert Scott Nathan Current…
read moreLast Updated: October 2023 (Garden City, NY) Rocco Maselli Investigation Summary Here’s what you need to know about Garden City, NY, stockbroker Rocco Maselli: Name: Mr. Rocco Michael Maselli Current…
read moreDerek Rehill Investigation June 2023-Garden City, NY According to publicly available records Derek John Rehill, a VCS Venture Securities broker discloses a final regulatory matter. The Financial Industry Regulatory Authority (FINRA) is…
read moreLast Updated: February 2025 Aegis Capital Investigation Summary Here’s what you need to know about New York, NY, headquartered brokerage firm Aegis Capital Corp.: Name: Aegis Capital Corp. Related Registered…
read moreLast Updated: February 2024 (Hauppauge, NY) Joseph Audia Investigation Summary Here’s what you need to know about Hauppauge, NY, stockbroker Joseph Audia: Name: Mr. Joseph Scott Audia Current Employer: VCS…
read moreLast Updated: January 2024 Revere Securities Investigation Summary Here’s what you need to know about New York, NY-headquartered brokerage firm Revere Securities: Name: Revere Securities Related Registered Investment Advisor (RIA):…
read moreDwayne “Matt” Bullen Investigation May 2022-Mineola, NY The FINRA records of Dwayne J. Bullen , a stockbroker who was previously registered with Worden Capital Management, disclose a pending customer dispute. The…
read moreMichael J. May Investigation April 2022- Mineola, NY According to publicly available records, Michael James May, a broker who formerly worked for Joseph Stone Capital discloses a regulatory event and a…
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