Last Updated: July 2025 (Fort Lauderdale, FL)
Ran Regev Investigation Summary
Here’s what you need to know about Fort Lauderdale, FL, stockbroker Ran Regev:
- Name: Mr. Ran Regev
- Current Employer: Osaic Wealth
- DBA: RSB Life, Regev Financial Group, Creative Financial Network
- Previous Firms: Sagepoint Financial, Metlife Securities
- Function: Stock Broker/ Financial Advisor/ Registered Investment Advisor
- Aliases: None
- Primary Location: Fort Lauderdale, Florida
- CRD 5469190
- Can Ran Regev be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Highest Settlement or Award: $60,000
- Pending Customer Dispute Seeks Damages of $500,000 (FINRA arbitration filed by Rex Securities Law on behalf of residents of Boca Raton, FL. See below for details)
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Rex Securities Law Files FINRA arbitration vs. Osaic Wealth on Behalf of former Customers of Ran Regev
In December 2024 we filed a FINRA arbitration on behalf of a retired couple from Boca Raton, FL, who allege that Ran Regev failed to follow their instructions that their life savings be invested conservatively in order to preserve the principal. Instead, according to the arbitration pleadings, Ran Regev directed their nest egg into risky securities that were unsuitable for the couple’s investment objectives. Damages of between $250,000 and $500,000 are sought in this pending matter.
The arbitration alleges that Osaic Wealth failed to properly supervise Ran Regev.
Rex Securities Law is interested in speaking to current and former customers of Ran Regev who may have information helpful to our investigation.
Did You Lose Money With Ran Regev As Your Stockbroker?
A customer of Sagepoint Financial filed a FINRA arbitration in 3/2024 alleging that Ran Regev made unsuitable discretionary trades in their account. That case was settled in 8/2024 for $60,000.
[LEARN MORE]:
Other Cases Involving Unauthorized Trading
In 2013 a customer was paid $15,385 to resolve allegations that Regev provided incorrect information when funds were transferred from an existing variable annuity to a new variable annuity.
Allegations of Broker Misconduct Against Ran Regev
Customers of Ran Regev have alleged the following wrongdoing in connection with the handling of customer accounts:
- Unsuitable Investment Recommendation
- Discretionary Trading
- Incorrect information about a variable annuity
[LEARN MORE]:
See this for our prior investigations of cases involving Annuities
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
[LEARN MORE]: Investigations of other Sagepoint Financial brokers
If you have suffered investment losses in an account handled by Ran Regev, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.