Brian Prasifka Investigation
June 2023- Fort Worth, TX
The FINRA records of J. Paul Brian Prasifka, a stockbroker currently employed by Gradient Securities disclose a recent sanction by Texas securities Regulators.
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
In April of 2023, the Texas State Securities Board issued a letter of reprimand to Prasifka and fined him $5,000 failing to report to the Securities Commissioner a felony charge within 30 days in violation of Texas Board Rules.
Prasifka was employed by Rhodes Securities from 5/2013-12/2022. He recently moved to Gradient Securities in 12/2022.
If you have losses in an account handled by Brian Prasifka, contact us for a no charge consultation to learn how you may be able to recover damages.
Rex Securities Law , with offices in Boca Raton, FL, and Austin, TX, provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers and broker dealers. If you have questions about how your account has been handled, call to speak with an experienced securities attorney, at no cost to you.
Most cases handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
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