Last Updated: June 2024 (Eagle Pass, Texas)
Raul Mendez Investigation Summary
Here’s what you need to know about Eagle Pass, Texas, stockbroker Raul Mendez:
- Name: Mr. Raul Mendez, Jr.
- Current Employer: Cetera Investment Services
- Previous Firms: Lincoln Financial Services, LPL Financial
- Function: Stock Broker/ Financial Advisor
- Aliases: Bule Mendez, Raul Mendez
- Primary Location: Eagle Pass, Texas
- CRD 3244412
- Can Raul Mendez be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Pending Customer Dispute Seeks Damages of Unspecified Amount
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Raul Mendez As Your Stockbroker?
In 5/2024 a customer of LPL Financial filed a FINRA arbitration alleging that Raul Mendez made an unsuitable recommendation in 2013 that was contrary to their investment objectives and risk tolerance. Damages are not yet specified in this pending case.
[LEARN MORE]: Investigation of LPL Financial and LPL Brokers-Lawsuits, Arbitrations & Customer Disputes
Allegations of Broker Misconduct Against Raul Mendez
A customer of Raul Mendez has alleged the following wrongdoing in connection with the handling of customer accounts:
- Unsuitable Investment Recommendation to invest in real estate security
[LEARN MORE]: See this for more information on REITs and Other Alternative Investments
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
[LEARN MORE]: Our Investigations of other Cetera brokers
If you have suffered investment losses in an account handled by Raul Mendez, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
