Last Updated: December 2023 (Bradenton, Florida)
Rebecca Henson Investigation Summary
Here’s what you need to know about Bradenton, FL, stockbroker Rebecca Henson:
- Name: Rebecca Rena Henson
- Current Employer: Not currently registered with FINRA
- Previous Firms: Cetera Investment Services, Hancock Whitney Investment Services, Intervest International Equities Corp.
- Function: Stock Broker/ Financial Advisor
- Aliases: Rebecca Henson, Becky Rena Urquhart, Rebecca Rena Urquhart
- Primary Location: Bradenton, FL
- CRD 4383083
- Can Rebecca Henson be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Highest Settlement or Award: $14,999
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Rebecca Henson As Your Stockbroker?
A customer of Intervest International Equities Corp. was paid $14,999 to settle a FINRA arbitration alleging that Rebecca Henson failed to conduct reasonable due diligence when recommending an unsuitable investment in GWG L-Bonds.
See this for other investigations involving GWG Bonds
Allegations of Broker Misconduct Against Rebecca Henson
Customers of Rebecca Henson have alleged the following wrongdoing in connection with the handling of customer accounts:
- Unsuitable Investment Recommendation to invest in GWG L-Bonds
- Failed to perform adequate due diligence before recommending GWG L-Bonds
- Misrepresentation
- Omitted Material Facts
Overwhelmed by GWG Losses Some Broker Dealers Are Shutting Down
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Rebecca Henson, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.