Last Updated: April 2026 — Miami, FL
Here’s what you need to know about Miami, FL stockbroker Robert D. Alegria:
- Name: Robert D. Alegria
- Current Employer: Morgan Stanley (registered since January 2015)
- Prior Firms:
- RBC Capital Markets, LLC (2011 – 2015)
- Other Business Affiliations:
- Rental property owner (Medley, FL)
- Veramar View LLC (real estate ownership; Marco Island, FL)
- CRD Number: 5978340
- Stockbroker / Financial Advisor: Yes
- Can Broker be Sued in FINRA: Yes
- Highest Award of Settlement: $21,000
- Current Customer Dispute Seeks Total Damages of: Damage amount not yet specified
If you’ve sustained damages from Mr. Alegria, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Robert Alegria As Your Stockbroker?
Robert Alegria has been involved in multiple customer disputes, including a settled complaint and a pending FINRA arbitration:
- In June 2025, a FINRA arbitration (Case No. 25-01312) was filed alleging unsuitable investment recommendations and violations of Regulation Best Interest (Reg BI) in connection with a securities-backed line of credit strategy spanning 2014 through 2024. The case remains pending, with damages not yet specified.
- In March 2015, a customer complaint alleged that investments in energy-related securities (including oil and gas companies) were not aligned with the client’s investment profile and resulted in excessive sector concentration. The matter was settled in June 2015 for $21,000.
Allegations of Broker Misconduct Against Robert D. Alegria
- Unsuitability — recommending investments or strategies that do not align with a client’s financial profile may violate FINRA Rule 2111 (Suitability).
- Breach of Regulation Best Interest (Reg BI) — alleged failures to act in the client’s best interest when recommending securities-backed lending strategies may implicate SEC Regulation Best Interest (Rule 15l-1).
- Fraud / Misrepresentation — inadequate disclosure of risks or misleading recommendations may violate FINRA Rule 2020 and Rule 2010.
- Overconcentration — excessive exposure to a single sector, such as oil and gas, can increase portfolio risk and may constitute negligent or improper portfolio management.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Robert D. Alegria, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis, meaning that you do not pay legal fees unless we are successful.