Last Updated: April 2025 – Tampa, FL
Robert Wise Investigation Summary
Here’s what you need to know about Tampa, FL, stockbroker Robert Wise:
- Name: Mr. Robert Stokes Wise
- Current Employer: Wells Fargo Clearing Services, LLC / Wells Fargo Advisors
- Prior Employers: Merrill Lynch, Pierce, Fenner & Smith Inc.; Wells Fargo Advisors, LLC
- Function: Stockbroker / Financial Advisor
- Primary Location: Tampa, FL
- CRD#: 5884184
- Can Robert Wise be sued in FINRA arbitration? Yes
- Sanctioned by FINRA? No
- Pending Customer Dispute Seeks Damages of: $1,000,000
If you’ve sustained damages from Mr. Wise, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Robert Wise As Your Stockbroker?
In pending FINRA arbitration case (Case No. 24-01733) filed 8/2024, a customer of Wells Fargo alleges that Robert Wise recommended unsuitable municipal debt investments The the claimants are seeking approximately $1 million in damages.
See this for more information on REITs and Other Alternative Investments
Allegations of Broker Misconduct Against Robert Wise
Mr. Wise has one customer dispute on his BrokerCheck record, which is currently pending. The allegations include:
Unsuitable Investment Recommendations
Firms Have a Duty to Supervise their Financial Advisors (FINRA Rules 3110 & 2090) Brokers and their firms have a duty to comply with the FINRA suitability rule which requires that they have a reasonable basis to believe that a recommendation is suitable for the customer.
FINRA Rule 2111- suitability -Regulation Best Interest
The Financial Industry Regulatory Authority (FINRA) licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and firms to disclose complaints, arbitrations, and regulatory actions, even if the broker is not ultimately found liable.
Recover Your Investment Losses Now With Rex Securities Law
Investigations involving other Wells Fargo brokers
If you have suffered investment losses in an account handled by Robert S. Wise, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful