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Will Olinger-Valmark Securities-FL

GNV RE CP Fund-Celebration Pointe-FL

Chris Burch- Cornerstone- FL

Bill Tunink -LPL Financial Loans -Iowa

LPL Financial Investigations

Matt Nelson- Prime Capital-TX

Mark Kemp- McNally Financial-TX

Richard Brown-Cetera-Ft. Myers


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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Hector Mena, Broker with Cetera Wealth Services, LLC
Rex Securities Law Investment Fraud Attorney Investigates Hector Mena, Broker with Cetera Wealth Services, LLC 150 150 Robert Rex, Esq.

Last Updated: May 2026 — Hypoluxo, FL Here’s what you need to know about Hypoluxo, FL stockbroker Hector Mena: Name: Hector Alberto Mena CRD Number: 5400535 Current Employer: Cetera Wealth…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Wells Fargo Advisors Broker Robert S. Wise
Rex Securities Law Investment Fraud Attorney Investigates Wells Fargo Advisors Broker Robert S. Wise 150 150 Robert Rex, Esq.

Last Updated: February 2026 – Tampa, FL Robert Wise Investigation Summary Here’s what you need to know about Tampa, FL, stockbroker Robert Wise: Name: Mr. Robert Stokes Wise Alias: Robert Wise…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Wells Fargo Advisors Broker Amanda Wiggins
Rex Securities Law Investment Fraud Attorney Investigates Wells Fargo Advisors Broker Amanda Wiggins 150 150 Robert Rex, Esq.

Last Updated: January 2026 – Fort Worth, TX Here’s what you need to know about Fort Worth, TX, stockbroker Amanda Wiggins: Name: Ms. Amanda Nicole Wiggins ​ Current Employer: Wells Fargo Advisors / Wells Fargo Clearing Services, LLC ​ Prior Employer: Fidelity Brokerage Services LLC ​ Function: Stockbroker / Financial Advisor Aliases: Amanda Nicole Sosa…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Wells Fargo Advisors Broker Mark Connolly
Rex Securities Law Investment Fraud Attorney Investigates Wells Fargo Advisors Broker Mark Connolly 150 150 Robert Rex, Esq.

Last Updated: January 2026– Fort Worth, TX Here’s what you need to know about Fort Worth, TX, stockbroker Mark Connolly: Name: Mr. Mark Christopher Connolly ​ Current Employer: Wells Fargo Advisors / Wells Fargo Clearing Services, LLC ​ DBA: None reported Prior Employer: A.G. Edwards & Sons, Inc. ​ Function: Stockbroker / Financial Advisor Aliases: Mark C. Connolly, Mark Connolly ​ Primary Location: Fort Worth, TX ​…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Wells Fargo Advisors Broker Donna Bromfield-Day
Rex Securities Law Investment Fraud Attorney Investigates Wells Fargo Advisors Broker Donna Bromfield-Day 150 150 Robert Rex, Esq.

Last Updated: January 2026, Fort Worth, TX Donna Bromfield‑Day Investigation Summary Here’s what you need to know about Fort Worth, TX, stockbroker Donna Bromfield‑Day: Name: Ms. Donna Patrice Bromfield‑Day ​ Current Employer: Wells Fargo Advisors / Wells Fargo Clearing Services, LLC ​ DBA: None reported Prior Employers: Morgan Stanley; Morgan Keegan & Company ​ Function: Stockbroker / Financial Advisor Aliases: Donna P. Bromfield‑Day, Donna Bromfield‑Day ​ Primary Location: Fort Worth, TX ​…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Chuck Lewis Stockbroker with Wells Fargo Advisors
Rex Securities Law Investment Fraud Attorney Investigates Chuck Lewis Stockbroker with Wells Fargo Advisors 150 150 Robert Rex, Esq.

Last Updated: January 2026 — Waco, TX Here’s what you need to know about Waco, TX stockbroker Charles Jerry Lewis Jr.: Name: Charles Jerry Lewis Jr. Alias: Chuck Lewis Current…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates Wayne M. Loi, Broker with Cetera Investment Services LLC and Adviser with Cetera Investment Advisers LLC
Rex Securities Law Investment Fraud Attorney Investigates Wayne M. Loi, Broker with Cetera Investment Services LLC and Adviser with Cetera Investment Advisers LLC 150 150 Robert Rex, Esq.

Last Updated: October 2025 — Cupertino, CA Here’s what you need to know about Cupertino, CA stockbroker Wayne M. Loi: Name: Wayne Minh Loi Alias: Nguyen Minh Loi Current Employer: Cetera Investment…

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  • ER

Antoine Souma- Insigneo Securities Broker- Discloses $14M Settlement-Beverly Hills, CA
Antoine Souma- Insigneo Securities Broker- Discloses $14M Settlement-Beverly Hills, CA 150 150 ER

Antoine Souma Investigation January  2026-Beverly Hills, CA According to publicly available records Antoine Nabih Souma, a former broker who was last registered with  Insigneo Advisory Services discloses a regulatory event,…

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  • Robert Rex, Esq.

Rex Securities Law Investment Fraud Attorney Investigates George J. Cairnes formerly with Wells Fargo Clearing
Rex Securities Law Investment Fraud Attorney Investigates George J. Cairnes formerly with Wells Fargo Clearing 150 150 Robert Rex, Esq.

Last Updated: October 2025 (Houston, Texas) George Cairnes Investigation Summary Here’s what you need to know about Houston, Texas stockbroker George J. Cairnes: Name: Mr. George John Cairnes Current Employer:…

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  • Robert Rex, Esq.

Jason Dukas-Former Stifel Nicolaus & Co Broker-Discloses Regulatory Event and a Termination- Clearwater, FL
Jason Dukas-Former Stifel Nicolaus & Co Broker-Discloses Regulatory Event and a Termination- Clearwater, FL 150 150 Robert Rex, Esq.

July 2025- Clearwater, FL According to publicly available records Jason Dukas (CRD#4188239), a  stockbroker with  Stifel, Nicolaus & Company, discloses a regulatory event and a termination from employment. The Financial…

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