Last Updated: September 2023 (Baton Rouge, LA)
Ron Menard Investigation Summary
Here’s what you need to know about Baton Rouge, LA, stockbroker Ronald Menard:
- Name: Mr. Ronald Wayne Menard
- Current Employer: Cetera Advisor Networks LLC dba Menard Financial Group
- Previous Firms: Voya Financial Advisors, Locust Street Securities
- Function: Stock Broker/ Financial Advisor
- Aliases: Ron Menard
- Primary Location: Baton Rouge, LA
- CRD 2971813
- Can Ron Menard be sued in FINRA arbitration: Yes
- Sanctioned by FINRA: No
- Highest Settlement : $200,000
Discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Ron Menard As Your Stockbroker?
A customer of Voya Financial Advisors was paid $200,000 in 6/2019 to settle a customer complaint alleging that Ron Menard engaged in churning, invested in speculative investments, and made unauthorized trades.
Allegations of Broker Misconduct Against Ron Menard
Customers of Ron Menard have alleged the following wrongdoing in connection with the handling of customer accounts:
- Unsuitable Investment Recommendation to invest in speculative investments
- Churned Account
- Made Uauthorized Trades
The Financial Industry Regulatory Authority (FINRA) is the agency that licenses and regulates stockbrokers and brokerage firms. FINRA requires brokers and brokerage firms to report customer complaints and disputes as well as regulatory sanctions. In addition brokers are required to disclose certain financial matters such as personal bankruptcies, judgments and liens.
Recover Your Investment Losses Now With Rex Securities Law
If you have suffered investment losses in an account handled by Ron Menard, contact us for a complimentary consultation with an experience securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors and broker dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.
