Last Updated: February 2026 — Lake Mary, FL
Here’s what you need to know about Lake Mary, Florida stockbroker Ryan Andrew Arnold:
- Name: Ryan Andrew Arnold
- Current Employer: LPL Financial LLC
- Other Business Affiliations:
- Ryan Arnold Wealth Management (DBA for LPL business)
- Financial Services of Central Florida
- Highland Capital Brokerage (non-variable insurance)
- US Health Advisors (insurance-related)
- CRD Number: 6876248
- Stockbroker / Financial Advisor: Yes
- Can Broker be Sued in FINRA: Yes
- Sanctioned by Securities Regulators: No
- Current Customer Dispute Seeks Total Damages of: $400,000
If you’ve sustained damages from Mr. Arnold, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.
Did You Lose Money With Ryan Andrew Arnold as Your Stockbroker?
January 2026, customers of LPL Financial filed a FINRA arbitration (Case No. 26-00011) alleging that Arnold recommended an investment strategy involving non-transparent, non-traded, and complex products that were not in the customers’ best interests. The customers further allege that they were not properly advised regarding the tax consequences associated with an annuity rollover. Damages of $400,000 are sought in this pending matter.
See this for more information on REITs and Other Alternative Investments
Alternative Investments: These are assets that are not stocks, bonds or cash. Alternative investments generally fall within five categories: hedge funds, private capital, natural resources (oil and gas, energy), real estate (REITs) and infrastructure. They are typically less liquid that conventional investments, less regulated with higher fees and generally higher risk. For more investigations involving Alternative Investments, see this.
Allegations of Broker Misconduct Against Ryan Andrew Arnold
- Unsuitability – recommending complex, non-transparent, and illiquid investments that were allegedly inconsistent with the customers’ financial profiles and objectives. These allegations commonly implicate FINRA Rule 2111 (Suitability).
- Failure to Act in the Customer’s Best Interest – customers allege the recommendations were not in their best interests, potentially implicating SEC Regulation Best Interest (Reg BI, Exchange Act Rule 15l-1), which requires brokers to prioritize retail customers’ interests.
- Misrepresentation or Failure to Disclose Material Risks – allegations include inadequate disclosure of the risks and features of complex investments.
- Failure to Properly Advise on Tax Consequences – customers allege they were not adequately informed about the tax implications of an annuity rollover.
Recover Your Investment Losses Now With Rex Securities Law
Investigation of LPL Financial and LPL Brokers-Lawsuits, Arbitrations & Customer Disputes
If you have suffered investment losses in an account handled by Ryan Andrew Arnold, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.
With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.
If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.
Most cases are handled on a contingent fee basis, meaning that you do not pay legal fees unless we are successful.