Rex Securities Law Investment Fraud Attorney Investigates LPL Enterprise and Pruco Securities Former Broker Stefan Dolgoff

Last Updated: September 2025 – Hunt Valley, MD

Here’s what you need to know about Hunt Valley, MD, stockbroker Stefan Dolgoff:

• Name: Stefan Leonard Dolgoff
• Current Employer: Not currently registered with a FINRA-member broker-dealer (most recent registrations: LPL Enterprise, LLC 11/2024–02/2025; Pruco Securities 07/1984–11/2024).
• Other Business Affiliations: “ Financial Professional Emeritus”
• CRD number: 1230346.
• Stockbroker / Financial Advisor.
• Can Broker be Sued in FINRA: Yes.
• Current Customer Dispute Seeks Total Damages of: $109,290

If you’ve sustained damages from Mr. Dolgoff, discuss your case with experienced investment fraud lawyer Bob Rex at (877) 224-3199 for a free consultation.

Did You Lose Money With Stefan Dolgoff As Your Stockbroker?

A pending customer written complaint reported by LPL Enterprise LLC alleges unauthorized trading in connection with a variable annuity in January 2025. The complaint was received in July 2025 and seeks $109,290 in damages.

See this for our prior investigations of cases involving Annuities

What is Unauthorized Trading?

Other Cases Involving Unauthorized Trading

Allegations of Broker Misconduct Against Stefan Leonard Dolgoff

• Unauthorized Trading – FINRA Rule 3260 (Discretionary Accounts), which requires prior written customer authorization and firm approval, and FINRA Rule 2010 (Standards of Commercial Honor and Principles of Trade).
• Misrepresentation / Misleading Statements

Recover Your Investment Losses Now With Rex Securities Law

Investigation of LPL Financial and LPL Brokers-Lawsuits, Arbitrations & Customer Disputes

If you have suffered investment losses in an account handled by Stefan Leonard Dolgoff, contact us for a complimentary consultation with an experienced securities lawyer to learn how you may be able to recover damages through FINRA arbitration.

What is FINRA Arbitration?

Firms We Have Pursued

With offices in Boca Raton, FL, and Austin, TX, stockbroker fraud attorney Bob Rex provides representation to investors nationwide who are seeking recovery of investment losses due to the negligence or fraud of stockbrokers, financial advisors, and broker-dealers.

If you have questions about how your account has been handled, call (877) 224-3199 to speak with an experienced securities attorney at no cost to you.

Most cases are handled on a contingent fee basis meaning that you do not pay legal fees unless we are successful.