August 2025-Farmingdale, NY The FINRA records of  Thomas J. Tedeschi,  a currently unregistered stockbroker who was last employed by Spartan Capital Securities  disclose 6 prior customer disputes and two regulatory matters. The…
read moreSean Sullivan  Investigation September 2022- Melville, NY According to publicly available records, Sean T. Sullivan,  a former Aegis Capital broker discloses  customer disputes and a termination from employment. The Financial Industry…
read moreRobert MacNamee Investigaton April 2022- Red Bank, NJ According to publicly available records, Robert P. MacNamee,  a former Aegis Capital broker discloses  customer disputes. The Financial Industry Regulatory Authority (FINRA) is the…
read moreJoseph M. Giordano and Roberto Birardi / Aegis Capital  Investigation March 2022-Greenwood, SC According to publicly available records Joseph M. Giordano and Robert Birardi,  stockbrokers who are currently employed by…
read moreLast Updated: September 2025 — Garden City, NY Here’s what you need to know about Garden City, NY stockbroker Michael Venturino Name: Michael Christopher Venturino. Current Employer: None—this broker is not currently registered with…
read moreSeptember 2019-Port Washington, NY-Tampa, FL The FINRA records of  David S. Silberg ,  a  broker who previously worked for Aegis Capital Corp.  disclose a prior regulatory event, 3 prior final customer disputes and…
read moreNew York According to FINRA records,  Maria Fan,   a stockbroker who most recently worked for Wilmington Capital Securities, but is not currently registered with any firm,   discloses  a currently pending customer dispute and 2 prior…
read more