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Rex Securities Law Walls St Banner
  • Robert Rex, Esq.

Allen B. Holeman-David Lerner Broker-Discloses Regulatory Complaint
Allen B. Holeman-David Lerner Broker-Discloses Regulatory Complaint 150 150 Robert Rex, Esq.

July 2016- Syosset, NY The FINRA records of Allen B. Holeman  , a stock broker who works for David Lerner Associates  , disclose  a currently pending regulatory matter and 2 outstanding judgement/liens The Financial Industry Regulatory Authority (FINRA) is…

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  • Robert Rex, Esq.

Noe Garcia, Sr. of State Farm VP Management Sanctioned by Securities Regulator
Noe Garcia, Sr. of State Farm VP Management Sanctioned by Securities Regulator 150 150 Robert Rex, Esq.

Odessa, Texas According to FINRA records, Noe Garcia, Sr. ,  a former investment company products and variable contracts representative for State Farm VP Management  from 5/2007-11/2015 discloses that he was sanctioned by FINRA for failing to amend…

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